Compliance Active

Fast-Track Your Financial CE Credits.

Continuing education aligned with NASAA requirements for licensed professionals needing to complete IAR CE requirements. Direct, text-based learning designed for speed and compliance.

Browse Course Catalog
Licensed Pros Trust Us
Financial professional working with charts and documents

Featured Courses

Current most-requested certification paths.

View all courses →

Save with a bundle

Bundle

Complete CE Bundle

Get both courses and save $20 — all the CE credits you need in one purchase.

  • ✓Ethics for Financial Professionals
    6 credits
  • ✓Practice and Products
    6 credits

12 total CE credits

$119.98
$99.99
Save $19.99
Sign in to Buy Bundle

Simplified Compliance in 3 Steps

1

Select & Enroll

Choose your course and enroll. Instant access to text-based modules after purchase.

2

Study & Quiz

Review at your own pace. Module quizzes ensure you're ready for the final exam.

3

Pass & Print

Pass the online exam and immediately download your verified Certificate of Completion.  We will send your results to NASAA for you.

Built Around the IAR CE Model Rule.

Every Academy Pro CE course is designed from the ground up to satisfy the NASAA Investment Adviser Representative Continuing Education framework. That means the credits you complete here map directly onto the annual 12-credit obligation—no guesswork about whether a course qualifies.

We split the curriculum across the two required domains: Products & Practice and Ethics & Professional Responsibility. Finish both and you've covered your full year.

12
Total annual credits

The yearly total an IAR must complete by December 31.

6
Products & Practice

Regulated investment product knowledge.

6
Ethics

Professional responsibility and conduct.

We report your completed credits to NASAA on your behalf so your record stays current.