CE Requirements

Continuing education guidelines for investment adviser representatives (IARs).

NASAA IAR CE

A total of 12 CE credits are required annually (per calendar year), due by December 31.

Products and Practice

6 credits

Covering investment products, strategies, standards, compliance, and best practices.

Ethics and Professional Responsibility

6 credits

Covering fiduciary duty, ethical obligations to clients, regulatory ethics, and professional conduct.

How Academy Pro CE Helps

Academy Pro CE offers two NASAA-aligned courses, each worth 6 credits. Purchase them individually or together as a bundle to fulfill your full 12-credit annual requirement.

  • Ethics and Professional Responsibility — 6 credits
  • Practice and Products — 6 credits
  • Bundle both courses and save

NASAA

Organization

NASAA

Requirements are subject to change. Always verify current rules directly with NASAA or your state securities regulator.